Chuanxuan Chen
陳川炫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chuanxuan Chen (陳川炫), a licensed former licensee with CE reference ANT855. This person has 13.2 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-09 | 2021-06-28 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-04-09 | 2021-06-28 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-04-09 | 2021-06-28 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-25 | 2017-06-23 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-04-25 | 2017-06-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-06 | 2012-08-25 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-05-06 | 2012-08-25 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-05-06 | 2012-08-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-08-14 | 2011-03-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2006-08-14 | 2011-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2006-08-14 | 2011-03-01 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2006-08-14 | 2011-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2006-08-14 | 2011-03-01 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2006-08-14 | 2011-03-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chuanxuan Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.