Derek Ngiap Chien Loh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derek Ngiap Chien Loh (盧業展), a licensed Responsible Officer with CE reference ANS310. Currently licensed at 1 firm(s): Raffles Assets Management (HK) Co. Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.8 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2023-04-04 | present |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2019-05-15 | present |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2019-05-15 | present |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-16 | 2019-06-14 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-23 | 2019-05-15 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2019-04-23 | 2019-05-15 |
| Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-12-20 | 2019-03-29 |
| Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司 |
RO | Type 9 - Asset management | 2018-12-20 | 2019-03-29 |
| Atlantis Investment Management Limited 西京投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-12-29 | 2014-12-15 |
| Atlantis Investment Management Limited 西京投資管理有限公司 |
Rep | Type 9 - Asset management | 2008-12-29 | 2014-12-15 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 4 - Advising on securities | 2006-09-27 | 2008-12-23 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 9 - Asset management | 2006-09-27 | 2008-12-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Derek Ngiap Chien Loh during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.