Robert Keith James
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Keith James, a licensed former licensee with CE reference ANR401. This person has 17.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Comgest Far East Limited | RO | Type 1 - Dealing in securities | 2014-11-03 | 2023-12-01 |
| Comgest Far East Limited | Rep | Type 4 - Advising on securities | 2012-01-03 | 2023-12-01 |
| Comgest Far East Limited | Rep | Type 9 - Asset management | 2012-01-03 | 2023-12-01 |
| First Sentier Investors (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2006-10-19 | 2011-10-07 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2006-07-20 | 2006-10-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Robert Keith James during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.