William Hart
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Hart, a licensed former licensee with CE reference ANR266. This person has 3.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-26 | 2011-04-08 |
| ICAP Equities Asia Limited | Rep | Type 1 - Dealing in securities | 2009-07-22 | 2010-04-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-20 | 2008-02-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as William Hart during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.