Wan Yu Lau
劉韻茹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan Yu Lau (劉韻茹), a licensed former licensee with CE reference ANQ584. This person has 4.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-22 | 2016-11-28 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-06-22 | 2016-11-28 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-06-22 | 2016-04-07 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-02 | 2011-03-12 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-10 | 2009-04-30 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-13 | 2008-09-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wan Yu Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.