Wai Man Lai
賴偉民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man Lai (賴偉民), a licensed former licensee with CE reference ANQ233. This person has 9.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-10 | 2017-07-28 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-27 | 2016-05-20 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-08-27 | 2016-05-20 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-11 | 2014-05-28 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 - Asset management | 2012-06-11 | 2014-05-28 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 - Advising on securities | 2008-06-19 | 2014-05-28 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-15 | 2008-02-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Man Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kin Fung Ngan | GEO Securities Limited | 2014–2016 |
| Ka Shun Leung | GEO Securities Limited | 2014–2016 |
| Zhenni Shi | GEO Securities Limited | 2014–2016 |
| Chi Hang Tse | GEO Securities Limited | 2014–2016 |
| Yat Kei Teddy Tse | GEO Securities Limited | 2014–2016 |
| Nim Yan Fung | GEO Securities Limited | 2014–2016 |
| Eric Kai Hon To | GEO Securities Limited | 2014–2016 |
| Hiu Ying Wong | GEO Securities Limited | 2014–2016 |
| Ho Tuen Cheung | GEO Securities Limited | 2014–2016 |
| Justin Yu Fung Ng | GEO Securities Limited | 2014–2016 |
| Sheung Nim Lun | GEO Securities Limited | 2014–2016 |
| Tsz Fung Tam | GEO Securities Limited | 2014–2016 |
| Kin Heng Lim | GEO Securities Limited | 2014–2016 |
| Hoi Ho Chiu | GEO Securities Limited | 2014–2016 |
| Yuen Nam Leung | GEO Securities Limited | 2014–2015 |
| Zhen Zhu | GEO Securities Limited | 2014–2016 |
| Ka Ho Mok | GEO Securities Limited | 2014–2015 |
| Men Fung Chan | GEO Securities Limited | 2015–2016 |
| So Yee Chow | GEO Securities Limited | 2014–2016 |
| Chin Chiu Lau | GEO Securities Limited | 2014–2016 |