Zhenni Shi
施珍妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhenni Shi (施珍妮), a licensed former licensee with CE reference AYX154. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-27 | 2017-07-24 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-11 | 2016-06-02 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 - Asset management | 2013-05-15 | 2014-07-03 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-24 | 2014-07-03 |