Yan Kit Chiu
趙仁傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Kit Chiu (趙仁傑), a licensed former licensee with CE reference ANK160. This person has 18.2 years of SFC licence history. Total licence records on file: 17.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Capital Limited 天風國際資本市場有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-12-18 | 2025-07-30 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 1 - Dealing in securities | 2020-07-22 | 2025-07-30 |
| Tianlong Capital Management Limited 天龍資本管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-03-16 | 2020-03-20 |
| Sunfund Capital Limited 東皓資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-09-30 | 2019-12-20 |
| RaffAello Capital Limited | RO | Type 6 - Advising on corporate finance | 2018-11-26 | 2019-09-23 |
| RaffAello Capital Limited | Rep | Type 6 - Advising on corporate finance | 2018-11-13 | 2018-11-26 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-10-31 | 2018-10-25 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-08-30 | 2017-10-31 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-01 | 2017-08-13 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-04-16 | 2017-04-29 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-22 | 2017-04-29 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-08-22 | 2015-04-16 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 1 - Dealing in securities | 2013-02-18 | 2013-08-08 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-02-18 | 2013-08-08 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-17 | 2012-12-08 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-12-12 | 2012-12-08 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-05-18 | 2007-11-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Kit Chiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.