Ronald King Tou Poon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald King Tou Poon (潘敬濤), a licensed Responsible Officer with CE reference ANH678. Currently licensed at 1 firm(s): AMINA (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.8 years of SFC licence history. Total licence records on file: 25.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AMINA (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2024-09-09 | present |
| AMINA (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2024-09-09 | present |
| AMINA (Hong Kong) Limited | RO | Type 9 - Asset management | 2024-09-09 | present |
| AMINA (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2024-08-07 | 2024-09-09 |
| AMINA (Hong Kong) Limited | Rep | Type 9 - Asset management | 2024-08-07 | 2024-09-09 |
| Fintech Investment Group Limited | RO | Type 4 - Advising on securities | 2022-05-26 | 2024-06-30 |
| Fintech Investment Group Limited | RO | Type 9 - Asset management | 2022-05-26 | 2024-06-30 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-02-23 | 2022-01-08 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
RO | Type 9 - Asset management | 2021-02-23 | 2022-01-08 |
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-02-03 | 2022-01-08 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-01-29 | 2021-02-23 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-01-29 | 2021-02-23 |
| Altive Limited | Rep | Type 4 - Advising on securities | 2020-08-27 | 2020-11-13 |
| Altive Limited | Rep | Type 9 - Asset management | 2020-08-27 | 2020-11-13 |
| Kaisa Financial Group Company Limited 佳兆業金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2019-12-02 | 2020-02-20 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-02 | 2020-02-20 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-12-02 | 2020-02-20 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-02-19 | 2019-10-18 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-02-19 | 2019-10-18 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-02-19 | 2019-10-18 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-30 | 2018-03-28 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-30 | 2018-03-28 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 5 - Advising on futures contracts | 2011-03-30 | 2016-08-24 |
| Morris Zender Fund Management Limited 富匯基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-02-01 | 2011-02-21 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-04-24 | 2006-12-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ronald King Tou Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.