Alexander Ho Yin Pau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander Ho Yin Pau (鮑灝賢), a licensed Representative with CE reference ANH677. Currently licensed at 2 firm(s): UOB Kay Hian (Hong Kong) Limited, UOB Kay Hian Futures (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 17.6 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-08-12 | present |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-08-12 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-12-18 | 2024-11-15 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-07 | 2024-11-15 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-01-07 | 2024-11-15 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2014-01-07 | 2014-11-26 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2013-08-08 | 2013-12-23 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-03 | 2013-12-23 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-06-03 | 2013-12-23 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-09-18 | 2013-05-11 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-20 | 2013-05-11 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-04-26 | 2011-01-01 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-29 | 2011-01-01 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-13 | 2010-03-22 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-09-28 | 2010-03-22 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-05 | 2010-03-22 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-06-08 | 2007-10-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alexander Ho Yin Pau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.