Stephen Paca Kennedy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Paca Kennedy, a licensed former licensee with CE reference ANG616. This person has 5.7 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ANZ Securities (HK) Limited 澳新證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2012-11-19 | 2013-11-08 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-04-07 | 2011-01-12 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-04-07 | 2011-01-12 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Paca Kennedy during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Richard John Winton Huston | ANZ Securities (HK) Limited | 2012–2013 |
| Matthew Nathan Long | ANZ Securities (HK) Limited | 2012–2013 |
| Tommaso Cotroneo | ANZ Securities (HK) Limited | 2012–2013 |