Stephen Richard Taw
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Richard Taw, a licensed Responsible Officer with CE reference ANF300. Currently licensed at 1 firm(s): South Ocean Management Limited. Active regulated activities: Type 9 - Asset management. This person has 20.1 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South Ocean Management Limited | RO | Type 9 - Asset management | 2006-06-07 | present |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Richard Taw during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Wing Yen Yip | South Ocean Management Limited | 2014–present |
| Jr Richard Esterbrook Mc Connell | South Ocean Management Limited | 2006–present |
| Anthony Hogest D'Silva | South Ocean Management Limited | 2016–present |
| Darren Karl D'Souza | South Ocean Management Limited | 2019–present |
| Sheung Kam Yau | South Ocean Management Limited | 2013–2016 |
| Yiu Wing Lam | South Ocean Management Limited | 2007 |