Carolina Lai Ping Chan
陳麗萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carolina Lai Ping Chan (陳麗萍), a licensed former licensee with CE reference ANA832. This person has 1.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-18 | 2014-06-06 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-10-18 | 2014-06-06 |
| Cypress International Investment Advisors Limited 栢鴻國際投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2007-04-23 | 2007-10-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2006-07-25 | 2007-02-28 |
| Greater China Securities Limited 大中華證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-03-23 | 2006-05-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carolina Lai Ping Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.