Simon Sun Ming Wong
王新鳴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Sun Ming Wong (王新鳴), a licensed former licensee with CE reference AMX405. This person has 16.7 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-18 | 2025-03-17 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-01-18 | 2025-03-17 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-01-18 | 2025-03-17 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-26 | 2017-12-01 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-01-26 | 2017-12-01 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-01-26 | 2017-12-01 |
| iBest Consultants Limited | Rep | Type 1 - Dealing in securities | 2010-03-03 | 2014-08-23 |
| iBest Consultants Limited | Rep | Type 4 - Advising on securities | 2010-03-03 | 2014-08-23 |
| Patterson Financial Services Limited | Rep | Type 4 - Advising on securities | 2006-01-11 | 2009-03-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon Sun Ming Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.