David Isaac Mann
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Isaac Mann, a licensed former licensee with CE reference AMV257. This person has 4.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-18 | 2010-11-18 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-04 | 2010-11-18 |
| Cowen Structured Products Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2009-06-17 | 2009-07-21 |
| Cowen Structured Products Hong Kong Limited | RO | Type 1 - Dealing in securities | 2006-10-20 | 2009-06-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Isaac Mann during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.