Sai Wing Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sai Wing Chan (陳世榮), a licensed Responsible Officer with CE reference AMU845. Currently licensed at 1 firm(s): Aureum Infinity Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.1 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aureum Infinity Capital Limited 滶盈資本有限公司 |
RO | Type 1 - Dealing in securities | 2026-04-24 | present |
| Aureum Infinity Capital Limited 滶盈資本有限公司 |
RO | Type 4 - Advising on securities | 2026-04-24 | present |
| Aureum Infinity Capital Limited 滶盈資本有限公司 |
RO | Type 9 - Asset management | 2026-04-24 | present |
| Aureum Infinity Capital Limited 滶盈資本有限公司 |
Rep | Type 4 - Advising on securities | 2026-02-25 | 2026-04-24 |
| Aureum Infinity Capital Limited 滶盈資本有限公司 |
Rep | Type 9 - Asset management | 2026-02-25 | 2026-04-24 |
| Quantum Capital Management Limited 量子資本管理有限公司 |
RO | Type 4 - Advising on securities | 2024-08-02 | 2025-12-31 |
| Quantum Capital Management Limited 量子資本管理有限公司 |
RO | Type 9 - Asset management | 2024-08-02 | 2025-12-31 |
| Quantum Capital Management Limited 量子資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-03-19 | 2024-08-02 |
| Quantum Capital Management Limited 量子資本管理有限公司 |
Rep | Type 9 - Asset management | 2024-03-19 | 2024-08-02 |
| Quantum Capital Management Limited 量子資本管理有限公司 |
RO | Type 4 - Advising on securities | 2020-04-03 | 2021-08-31 |
| Quantum Capital Management Limited 量子資本管理有限公司 |
RO | Type 9 - Asset management | 2020-04-03 | 2021-08-31 |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2019-06-11 | 2020-06-30 |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
RO | Type 9 - Asset management | 2019-06-11 | 2020-06-30 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-13 | 2019-03-15 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-05-13 | 2018-03-31 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-21 | 2010-04-13 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-09-04 | 2010-04-13 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-15 | 2010-04-13 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-05-15 | 2010-04-13 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 - Advising on securities | 2008-06-16 | 2009-05-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sai Wing Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.