Sherman Shiu Man Lee
李兆民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sherman Shiu Man Lee (李兆民), a licensed former licensee with CE reference AMS547. This person has 18.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GMO-Z.com Forex HK Limited 技慕環球通金融(香港)有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2012-06-22 | 2025-10-31 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2011-08-09 | 2012-05-07 |
| Nerico Brothers Limited | Rep | Type 1 - Dealing in securities | 2010-11-01 | 2011-05-18 |
| BGC Securities (Hong Kong) LLC | RO | Type 3 - Leveraged foreign exchange trading | 2007-08-29 | 2010-05-01 |
| BGC Securities (Hong Kong) LLC | RO | Type 1 - Dealing in securities | 2007-08-09 | 2010-05-01 |
| CA Premium International (HK) Limited | RO | Type 3 - Leveraged foreign exchange trading | 2005-12-21 | 2006-12-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sherman Shiu Man Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.