Shih-Jen Cheng

鄭世仁
CE No. AMQ717 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shih-Jen Cheng (鄭世仁), a licensed former licensee with CE reference AMQ717. This person has 5.2 years of SFC licence history. Total licence records on file: 8.

Information

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Licence history

FirmRoleRegulated activityFromTo
Leading Securities Company Limited
立鼎證券有限公司
RO Type 1 - Dealing in securities 2013-06-04 2013-08-12
Leading Securities Company Limited
立鼎證券有限公司
RO Type 4 - Advising on securities 2013-06-04 2013-08-12
RBC Investment Services (Asia) Limited
加皇投資理財有限公司
Rep Type 1 - Dealing in securities 2010-11-01 2010-11-01
RBC Investment Services (Asia) Limited
加皇投資理財有限公司
Rep Type 2 - Dealing in futures contracts 2010-11-01 2010-11-01
RBC Investment Services (Asia) Limited
加皇投資理財有限公司
Rep Type 4 - Advising on securities 2010-11-01 2010-11-01
RBC Investment Services (Asia) Limited
加皇投資理財有限公司
Rep Type 5 - Advising on futures contracts 2010-11-01 2010-11-01
FT Securities Limited
富通證券有限公司
Rep Type 1 - Dealing in securities 2005-11-01 2010-10-31
FT Securities Limited
富通證券有限公司
Rep Type 2 - Dealing in futures contracts 2005-11-01 2010-10-31

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shih-Jen Cheng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
So Ling Yip FT Securities Limited 2005–2010
Pak Ming Yeung FT Securities Limited 2005–2010
Harvey Pok Man Yeung FT Securities Limited 2005–2010
Ka Man Kwan FT Securities Limited 2005–2010
Wan-Jou Liu FT Securities Limited 2006–2010
Hui-Yen Tang FT Securities Limited 2006–2010
Yung-Yin Chang FT Securities Limited 2006–2010
Ya-Ling Lin FT Securities Limited 2006–2010
Ya-Lan Chuang FT Securities Limited 2006–2010
Chi Man Lam FT Securities Limited 2005–2010
Tai Fun Ko FT Securities Limited 2005–2010
Emily Wing Yin Kong FT Securities Limited 2006–2010
Chi Wai Chan FT Securities Limited 2005–2010
Ka Him So FT Securities Limited 2006–2010
Heung To Yim FT Securities Limited 2006–2010
Karen Pui Fan Tsang FT Securities Limited 2006–2010
Yu Keung Chong FT Securities Limited 2006–2010
Yui Kwong Kwok FT Securities Limited 2006–2010
Alen Hong Hui FT Securities Limited 2005–2010
Raymond Yee Wa Lau FT Securities Limited 2005–2010
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