Shih-Jen Cheng
鄭世仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shih-Jen Cheng (鄭世仁), a licensed former licensee with CE reference AMQ717. This person has 5.2 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-06-04 | 2013-08-12 |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 4 - Advising on securities | 2013-06-04 | 2013-08-12 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-01 | 2010-11-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-11-01 | 2010-11-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-01 | 2010-11-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 - Advising on futures contracts | 2010-11-01 | 2010-11-01 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-01 | 2010-10-31 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-11-01 | 2010-10-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shih-Jen Cheng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| So Ling Yip | FT Securities Limited | 2005–2010 |
| Pak Ming Yeung | FT Securities Limited | 2005–2010 |
| Harvey Pok Man Yeung | FT Securities Limited | 2005–2010 |
| Ka Man Kwan | FT Securities Limited | 2005–2010 |
| Wan-Jou Liu | FT Securities Limited | 2006–2010 |
| Hui-Yen Tang | FT Securities Limited | 2006–2010 |
| Yung-Yin Chang | FT Securities Limited | 2006–2010 |
| Ya-Ling Lin | FT Securities Limited | 2006–2010 |
| Ya-Lan Chuang | FT Securities Limited | 2006–2010 |
| Chi Man Lam | FT Securities Limited | 2005–2010 |
| Tai Fun Ko | FT Securities Limited | 2005–2010 |
| Emily Wing Yin Kong | FT Securities Limited | 2006–2010 |
| Chi Wai Chan | FT Securities Limited | 2005–2010 |
| Ka Him So | FT Securities Limited | 2006–2010 |
| Heung To Yim | FT Securities Limited | 2006–2010 |
| Karen Pui Fan Tsang | FT Securities Limited | 2006–2010 |
| Yu Keung Chong | FT Securities Limited | 2006–2010 |
| Yui Kwong Kwok | FT Securities Limited | 2006–2010 |
| Alen Hong Hui | FT Securities Limited | 2005–2010 |
| Raymond Yee Wa Lau | FT Securities Limited | 2005–2010 |