Paul Alexis Penkett
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Alexis Penkett, a licensed Responsible Officer with CE reference AMQ694. Currently licensed at 1 firm(s): Omnix Capital Limited. Active regulated activities: Type 9 - Asset management. This person has 20.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Omnix Capital Limited | RO | Type 9 - Asset management | 2009-03-19 | present |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-01 | 2008-08-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-11-01 | 2008-08-29 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Paul Alexis Penkett during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kwok Wai Cheng | Omnix Capital Limited | 2009–present |
| Jason W H Ng | Omnix Capital Limited | 2010–2016 |
| Carl Manning O'Connell | Omnix Capital Limited | 2009–2012 |
| Rahul Gupta | Omnix Capital Limited | 2009–2011 |
| Charlotte Louise Stopford Sackville | Omnix Capital Limited | 2010–2012 |
| Elisa Leung Cheung | Omnix Capital Limited | 2009–2010 |
| Hao Qian | Omnix Capital Limited | 2016 |
| Miu Ling Yuen | Omnix Capital Limited | 2017 |