Roshan Rummun
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roshan Rummun, a licensed former licensee with CE reference AMO987. This person has 16.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citadel Asia Limited | Rep | Type 9 - Asset management | 2023-08-24 | 2024-08-14 |
| Citadel Asia Limited | RO | Type 9 - Asset management | 2017-12-07 | 2023-08-24 |
| Citadel Asia Limited | Rep | Type 9 - Asset management | 2011-12-29 | 2017-12-07 |
| Citadel Asia Limited | Rep | Type 9 - Asset management | 2007-07-05 | 2009-03-09 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2005-10-17 | 2007-06-16 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2005-10-17 | 2007-06-16 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2005-10-17 | 2007-06-16 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2005-10-17 | 2007-06-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Roshan Rummun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Avinash Thomas Abraham | Citadel Asia Limited | 2007–2024 |
| Nicholas Roderick Taylor | Citadel Asia Limited | 2008–2024 |
| Julia Kai-Ju Tsai | Citadel Asia Limited | 2008–2024 |
| Lu Wang | Citadel Asia Limited | 2014–2024 |
| Jun Jiang | Citadel Asia Limited | 2014–2024 |
| Kevin Chin Chin Quek | Citadel Asia Limited | 2007–2015 |
| Edmond Mandy Lo | Citadel Asia Limited | 2007–2015 |
| Ying Zhang | Citadel Asia Limited | 2017–2024 |
| David Sutton | Citadel Asia Limited | 2013–2021 |
| Andrew Ka Wing Fong | Citadel Asia Limited | 2009–2020 |
| Yiwen Dou | Citadel Asia Limited | 2018–2024 |
| Albert Edward Boston | Citadel Asia Limited | 2007–2013 |
| Dugald Richard McNee | Citadel Asia Limited | 2014–2020 |
| Agus Tandiono | Citadel Asia Limited | 2007–2013 |
| Zhihao Wu | Citadel Asia Limited | 2018–2024 |
| Hye Jin Chang | Citadel Asia Limited | 2018–2024 |
| Oliver Paul Weisberg | Citadel Asia Limited | 2007–2015 |
| Brian Vincent Murphy | Citadel Asia Limited | 2018–2023 |
| Teck Hui Wee | Citadel Asia Limited | 2010–2015 |
| Zhenlan Jin | Citadel Asia Limited | 2010–2015 |