Ge Chen
諶戈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ge Chen (諶戈), a licensed Representative with CE reference AMO864. Currently licensed at 1 firm(s): UBS Securities Hong Kong Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 19.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2020-10-28 | present |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2010-10-06 | 2019-09-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-07-03 | 2010-08-06 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-10-17 | 2006-06-12 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-10-17 | 2006-06-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ge Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.