Yann Michel Richard Folloroux
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yann Michel Richard Folloroux, a licensed Responsible Officer with CE reference AMO540. Currently licensed at 2 firm(s): Morgan Stanley Asia Limited, Morgan Stanley Hong Kong Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 7 - Providing automated trading services. This person has 20.7 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2016-12-06 | present |
| Morgan Stanley Hong Kong Securities Limited | RO | Type 1 - Dealing in securities | 2016-12-06 | present |
| Morgan Stanley Hong Kong Securities Limited | RO | Type 2 - Dealing in futures contracts | 2016-12-06 | present |
| Morgan Stanley Hong Kong Securities Limited | RO | Type 7 - Providing automated trading services | 2016-12-06 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2013-07-24 | 2016-12-06 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2016-12-06 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2009-01-08 | 2016-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2007-08-24 | 2013-07-24 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2007-08-24 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-21 | 2016-12-06 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2007-08-21 | 2010-12-06 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-12-08 | 2007-06-14 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-10-14 | 2007-06-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yann Michel Richard Folloroux during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.