Pei Shan Wu
吳沛珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pei Shan Wu (吳沛珊), a licensed former licensee with CE reference AMM100. This person has 3.5 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-01-02 | 2014-10-03 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2012-07-25 | 2014-10-03 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-20 | 2012-07-25 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-03-20 | 2014-10-03 |
| Pinnacle Investment Management Limited 覽眾投資管理有限公司 |
RO | Type 4 - Advising on securities | 2008-03-20 | 2009-03-18 |
| Pinnacle Investment Management Limited 覽眾投資管理有限公司 |
RO | Type 9 - Asset management | 2008-03-20 | 2009-03-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pei Shan Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.