Andrew Charles Stotz
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Charles Stotz, a licensed Representative with CE reference AML160. Currently licensed at 1 firm(s): Aletheia Analyst Network Limited. Active regulated activities: Type 4 - Advising on securities. This person has 14.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aletheia Analyst Network Limited | Rep | Type 4 - Advising on securities | 2016-01-20 | present |
| Aletheia Analyst Network Limited | Rep | Type 4 - Advising on securities | 2014-02-25 | 2015-07-31 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2007-11-26 | 2010-01-13 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2005-09-07 | 2005-11-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Andrew Charles Stotz during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.