Tina Wai Kwan Yu
余慧君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tina Wai Kwan Yu (余慧君), a licensed former licensee with CE reference AMJ508. This person has 4.8 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Geomatrix (H.K.) Limited 世確(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-10-14 | 2011-06-13 |
| Geomatrix (H.K.) Limited 世確(香港)有限公司 |
Rep | Type 9 - Asset management | 2009-10-14 | 2011-06-13 |
| Oasis Management (Hong Kong) | Rep | Type 4 - Advising on securities | 2007-07-27 | 2009-02-09 |
| Oasis Management (Hong Kong) | Rep | Type 5 - Advising on futures contracts | 2007-07-27 | 2009-02-09 |
| Oasis Management (Hong Kong) | Rep | Type 9 - Asset management | 2007-07-27 | 2009-02-09 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-01-09 | 2007-05-25 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2006-01-09 | 2007-05-25 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2006-01-09 | 2007-05-25 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2006-01-09 | 2007-05-25 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2005-08-18 | 2005-11-02 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2005-08-18 | 2005-11-02 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2005-08-18 | 2005-11-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tina Wai Kwan Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.