En-Hua Tsaur
曹恩華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for En-Hua Tsaur (曹恩華), a licensed former licensee with CE reference AMJ234. This person has 7.9 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-01-04 | 2013-09-23 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-01-04 | 2013-09-23 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-03 | 2013-09-23 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-01-17 | 2009-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-08-15 | 2009-08-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-08-15 | 2007-12-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2005-08-15 | 2007-10-11 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2005-08-15 | 2007-10-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2005-08-15 | 2007-10-11 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2005-08-15 | 2007-10-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as En-Hua Tsaur during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.