Benjamin Ross Wallington Michael
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin Ross Wallington Michael, a licensed former licensee with CE reference AMI890. This person has 15.3 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgans (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2023-03-21 | 2024-10-24 |
| Morgans (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2023-03-21 | 2024-10-24 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2018-08-15 | 2020-09-25 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2018-08-15 | 2020-09-25 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2018-08-15 | 2020-09-25 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | 2018-08-15 | 2020-09-25 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2018-03-02 | 2018-08-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2018-03-02 | 2018-08-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2012-06-19 | 2015-11-23 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2012-06-19 | 2015-11-23 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2011-11-15 | 2018-08-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2011-11-15 | 2018-08-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-07 | 2011-08-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-05-07 | 2011-08-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-05-07 | 2011-08-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-03 | 2010-03-24 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-10 | 2006-03-10 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Benjamin Ross Wallington Michael during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Graeme John Lane | Morgans (Hong Kong) Limited | 2023–2024 |
| Matthew James Raymond | Morgans (Hong Kong) Limited | 2024 |
| Matthew James Ryan | Morgans (Hong Kong) Limited | 2024 |
| Mitchell James Duffy | Morgans (Hong Kong) Limited | 2024 |