Fu Man Lau
劉富民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fu Man Lau (劉富民), a licensed former licensee with CE reference AMI200. This person has 8.8 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BC Asia Asset Management Limited | RO | Type 1 - Dealing in securities | 2021-06-30 | 2021-11-05 |
| BC Asia Asset Management Limited | RO | Type 9 - Asset management | 2021-06-30 | 2021-11-05 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-01-17 | 2015-09-25 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2012-06-01 | 2015-09-25 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2012-06-01 | 2015-09-25 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2008-06-24 | 2010-09-17 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2008-06-24 | 2010-09-17 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-06-05 | 2010-09-17 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-06-05 | 2010-09-17 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-08-18 | 2009-11-23 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-08 | 2009-11-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Fu Man Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.