Deric Kin Yip Lo
盧建業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Deric Kin Yip Lo (盧建業), a licensed former licensee with CE reference AMH057. This person has 12.9 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ceres Asset Management Limited | RO | Type 9 - Asset management | 2015-02-11 | 2020-04-01 |
| Ceres Asset Management Limited | Rep | Type 9 - Asset management | 2015-01-22 | 2015-02-11 |
| China International Capital Limited 中國國際資本有限公司 |
RO | Type 4 - Advising on securities | 2014-10-22 | 2015-01-10 |
| China International Capital Limited 中國國際資本有限公司 |
RO | Type 9 - Asset management | 2014-10-22 | 2015-01-10 |
| China International Capital Limited 中國國際資本有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-07 | 2014-10-22 |
| China International Capital Limited 中國國際資本有限公司 |
Rep | Type 9 - Asset management | 2013-08-07 | 2014-10-22 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-16 | 2012-03-14 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2011-05-16 | 2012-03-14 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | 2011-05-16 | 2012-03-14 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-08 | 2011-05-01 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-09 | 2011-05-01 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 9 - Asset management | 2009-09-09 | 2011-05-01 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-10 | 2009-08-01 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-23 | 2006-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Deric Kin Yip Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.