Ailsa Kuen Alice Lloyd
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ailsa Kuen Alice Lloyd, a licensed former licensee with CE reference AMA926. This person has 11.3 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-21 | 2019-05-04 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-09-21 | 2019-05-04 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-09-21 | 2019-05-04 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-04 | 2015-05-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-05-31 | 2011-08-04 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-05-31 | 2011-08-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2005-05-31 | 2011-08-04 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2005-05-31 | 2011-08-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2005-05-31 | 2011-08-04 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2005-05-31 | 2011-08-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ailsa Kuen Alice Lloyd during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.