Mike Yat Ming Ng
吳一鳴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mike Yat Ming Ng (吳一鳴), a licensed former licensee with CE reference ALY905. This person has 6.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-23 | 2014-05-29 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-05-23 | 2014-05-29 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-02 | 2011-01-03 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2005-09-20 | 2007-02-23 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-05-03 | 2007-02-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mike Yat Ming Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.