Ronnie Rayomand Potel

布朗尼
CE No. ALW778 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronnie Rayomand Potel (布朗尼), a licensed former licensee with CE reference ALW778. This person has 8.2 years of SFC licence history. Total licence records on file: 6.

Information

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Licence history

FirmRoleRegulated activityFromTo
STJ Advisors (Asia) Limited
聖約翰諮詢(亞洲)有限公司
RO Type 6 - Advising on corporate finance 2014-02-06 2016-03-02
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2010-05-11 2012-08-13
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 6 - Advising on corporate finance 2010-05-11 2012-08-13
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 6 - Advising on corporate finance 2008-09-17 2009-02-20
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 - Dealing in securities 2005-04-19 2009-02-20
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 1 - Dealing in securities 2005-04-19 2009-02-20

Worked alongside

The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Ronnie Rayomand Potel during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Simon John North STJ Advisors (Asia) Limited 2014–2016
Louis Piers Higson Smith STJ Advisors (Asia) Limited 2014–2016
John Joseph Simpson STJ Advisors (Asia) Limited 2014
Anthony John Arnaudy STJ Advisors (Asia) Limited 2015–2016
Hao Liu STJ Advisors (Asia) Limited 2015–2016
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