Richard Tsai
蔡鎮州
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Tsai (蔡鎮州), a licensed former licensee with CE reference ALW309. This person has 9.0 years of SFC licence history. Total licence records on file: 8.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Global Vision Capital Limited 遠見資本有限公司 |
RO | Type 4 - Advising on securities | 2016-12-12 | 2017-12-12 |
| Global Vision Capital Limited 遠見資本有限公司 |
RO | Type 9 - Asset management | 2016-12-12 | 2017-12-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-01-05 | 2013-06-29 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2012-01-05 | 2013-06-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2012-01-05 | 2013-06-29 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | 2011-06-02 | 2011-10-15 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2005-04-04 | 2011-10-15 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-04-04 | 2011-10-15 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard Tsai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kai Chen | Global Vision Capital Limited | 2016–2017 |