Tony Tse
謝小童
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tony Tse (謝小童), a licensed former licensee with CE reference ALS640. This person has 4.3 years of SFC licence history. Total licence records on file: 8.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSpro (Hong Kong) Limited 高普科技金融(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-07-22 | 2024-10-31 |
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 1 - Dealing in securities | 2024-01-04 | 2024-06-30 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 1 - Dealing in securities | 2013-10-02 | 2014-06-11 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-29 | 2013-10-02 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2011-03-22 | 2013-04-30 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-03-22 | 2013-04-30 |
| RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2010-09-09 | 2011-03-11 |
| RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 |
RO | Type 4 - Advising on securities | 2010-09-09 | 2011-03-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tony Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.