Wai Ching Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ching Chan (陳偉程), a licensed Responsible Officer with CE reference ALS556. Currently licensed at 2 firm(s): China Angel Fund Management (HK) Company Limited, China Sky Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.5 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2019-08-07 | present |
| China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 |
RO | Type 9 - Asset management | 2019-08-07 | present |
| China Sky Securities Limited 中天證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-09-20 | present |
| China Sky Securities Limited 中天證券有限公司 |
RO | Type 4 - Advising on securities | 2018-09-20 | present |
| China Sky Securities Limited 中天證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-10 | 2018-09-20 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2018-04-03 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-28 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-02-28 | 2018-04-03 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-10 | 2006-08-12 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-07-10 | 2006-08-12 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-05-29 | 2006-06-28 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-02-25 | 2006-06-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Ching Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.