Kent Kwan Ching Poon
潘君政
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kent Kwan Ching Poon (潘君政), a licensed former licensee with CE reference AGD969. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Sky Securities Limited 中天證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-12 | 2024-07-10 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-19 | 2015-01-01 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-18 | 2013-11-08 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-22 | 2012-07-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-21 | 2011-09-13 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-11 | 2010-12-18 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-12-31 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-07-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-19 |