Robert Roy Charles Simpson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Roy Charles Simpson, a licensed former licensee with CE reference ALS066. This person has 4.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orion Investment Management Limited | Rep | Type 1 - Dealing in securities | 2010-07-02 | 2011-06-17 |
| Orion Investment Management Limited | RO | Type 1 - Dealing in securities | 2009-11-06 | 2010-07-02 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 - Dealing in securities | 2007-08-01 | 2008-07-01 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 - Providing automated trading services | 2007-08-01 | 2008-07-01 |
| GFI (HK) Securities L.L.C. | RO | Type 7 - Providing automated trading services | 2007-06-18 | 2007-08-01 |
| GFI (HK) Securities L.L.C. | RO | Type 1 - Dealing in securities | 2005-03-10 | 2007-08-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Robert Roy Charles Simpson during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.