Yingxu Mao
毛應旭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yingxu Mao (毛應旭), a licensed former licensee with CE reference ALR861. This person has 14.1 years of SFC licence history. Total licence records on file: 10.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 1 - Dealing in securities | 2023-02-06 | 2025-11-03 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 4 - Advising on securities | 2023-02-06 | 2025-11-03 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 1 - Dealing in securities | 2022-11-25 | 2023-02-06 |
| CMB International Capital Limited 招銀國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2021-06-16 | 2022-11-14 |
| CMB International Capital Limited 招銀國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-12-22 | 2022-11-14 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-17 | 2021-06-16 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-10-20 | 2015-12-22 |
| UBS Securities Hong Kong Limited | RO | Type 6 - Advising on corporate finance | 2014-01-14 | 2015-05-22 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-07 | 2014-01-14 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-02-03 | 2006-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yingxu Mao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.