Kei Lok Ma
馬基諾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kei Lok Ma (馬基諾), a licensed Representative with CE reference ALQ112. Currently licensed at 1 firm(s): KGI Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 15.9 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-03 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-01 | 2017-10-02 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-01 | 2017-10-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-12-01 | 2017-10-02 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-12-01 | 2017-10-02 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-03 | 2015-11-09 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-06-03 | 2015-11-09 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-18 | 2014-05-16 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-11-18 | 2014-05-16 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-05 | 2013-10-24 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-05 | 2013-10-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kei Lok Ma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.