Yansu Christie Ju
居燕蘇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yansu Christie Ju (居燕蘇), a licensed former licensee with CE reference ALI339. This person has 9.5 years of SFC licence history. Total licence records on file: 11.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2021-09-27 | 2022-04-30 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-09-27 | 2022-04-30 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-09-27 | 2022-04-30 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-09-30 | 2017-01-15 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-09-30 | 2017-01-15 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 4 - Advising on securities | 2011-09-15 | 2015-09-29 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-10 | 2012-11-20 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-10 | 2011-09-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-04-08 | 2010-09-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-06-15 | 2010-09-30 |
| CITIC Frontier China Research Limited 中信投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2004-10-14 | 2005-03-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yansu Christie Ju during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.