Hon Shu
舒瀚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Shu (舒瀚), a licensed former licensee with CE reference ALF005. This person has 14.2 years of SFC licence history. Total licence records on file: 12.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CASH Asset Management Limited 時富資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-08-05 | 2019-06-30 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-20 | 2019-06-30 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-05-20 | 2019-06-30 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 - Asset management | 2015-05-20 | 2019-06-30 |
| UIC Financial Advisors Limited 環宇理財有限公司 |
RO | Type 4 - Advising on securities | 2010-10-14 | 2014-12-31 |
| UIC Financial Advisors Limited 環宇理財有限公司 |
Rep | Type 4 - Advising on securities | 2010-07-27 | 2010-10-14 |
| iBest Consultants Limited | Rep | Type 9 - Asset management | 2009-11-20 | 2010-07-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-04 | 2010-01-11 |
| iBest Consultants Limited | Rep | Type 1 - Dealing in securities | 2009-04-23 | 2010-07-14 |
| iBest Consultants Limited | Rep | Type 4 - Advising on securities | 2009-03-19 | 2010-07-14 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 - Advising on securities | 2005-04-19 | 2009-03-09 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-09-01 | 2005-02-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hon Shu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.