Winnie Shuk Man Yau
丘淑雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie Shuk Man Yau (丘淑雯), a licensed former licensee with CE reference AKT393. This person has 1.3 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Amundi Asset Management | Rep | Type 4 - Advising on securities | 2006-04-26 | 2006-08-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2006-04-26 | 2006-08-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2006-04-25 | 2006-08-31 |
| Amundi Asset Management | Rep | Type 9 - Asset management | 2006-04-25 | 2006-08-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 - Asset management | 2006-04-25 | 2006-08-31 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-30 | 2006-04-22 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 - Asset management | 2005-06-30 | 2006-04-22 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-06-08 | 2004-07-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Winnie Shuk Man Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.