Kristie Sze Man Ho
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kristie Sze Man Ho (何思敏), a licensed Responsible Officer with CE reference AKQ987. Currently licensed at 2 firm(s): Lego Securities Limited, Lego Corporate Finance Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 22.0 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lego Securities Limited 力高證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-14 | present |
| Lego Corporate Finance Limited 力高企業融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-01-13 | present |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-29 | 2016-01-08 |
| Celestial Capital Limited 時富融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-10-28 | 2016-01-08 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-09-24 | 2014-10-28 |
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2013-05-09 | 2014-09-13 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-07-10 | 2013-05-09 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-03-02 | 2007-01-18 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2004-07-14 | 2005-02-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kristie Sze Man Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.