Johnny Ting Pong Lu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnny Ting Pong Lu (呂定邦), a licensed Representative with CE reference AJL345. Currently licensed at 1 firm(s): China Industrial Securities International Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 21.6 years of SFC licence history. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2026-08-31 | present |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-08-31 | present |
| Zijing Capital Limited 紫荊融資有限公司 |
RO | Type 1 - Dealing in securities | 2023-05-10 | 2026-08-05 |
| Zijing Capital Limited 紫荊融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2023-05-10 | 2026-08-05 |
| Zijing Capital Limited 紫荊融資有限公司 |
Rep | Type 1 - Dealing in securities | 2023-04-06 | 2023-05-10 |
| Zijing Capital Limited 紫荊融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-04-06 | 2023-05-10 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2015-02-25 | 2022-09-29 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2013-02-05 | 2015-02-25 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2013-01-09 | 2022-09-29 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-18 | 2013-01-15 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-10-18 | 2013-01-15 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-08 | 2012-08-21 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-08-08 | 2012-08-21 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-21 | 2011-07-24 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2004-04-30 | 2011-07-24 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-04-30 | 2011-07-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Johnny Ting Pong Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.