Ming-Dah Lee

李明達
CE No. AJG459 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming-Dah Lee (李明達), a licensed former licensee with CE reference AJG459. This person has 16.0 years of SFC licence history. Total licence records on file: 14.

Information

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Licence history

FirmRoleRegulated activityFromTo
Ablelink Capital Limited
御領資本有限公司
RO Type 9 - Asset management 2016-02-05 2022-05-26
Cornucopiae Asset Management Limited
華豐資產管理有限公司
RO Type 9 - Asset management 2011-08-02 2015-05-01
Diamond Dragon Advisors Limited
熠尊咨詢有限公司
RO Type 1 - Dealing in securities 2010-10-20 2010-12-03
Avanta Investment Management Limited
安永達投資管理有限公司
RO Type 4 - Advising on securities 2009-03-12 2010-08-18
Avanta Investment Management Limited
安永達投資管理有限公司
RO Type 9 - Asset management 2009-03-12 2010-08-18
Avanta Investment Management Limited
安永達投資管理有限公司
Rep Type 9 - Asset management 2009-02-25 2009-03-12
Temujin Global Asset Management Limited
泰潤環球資產管理有限公司
RO Type 9 - Asset management 2008-07-09 2008-08-31
Pinnacle Investment Management Limited
覽眾投資管理有限公司
RO Type 4 - Advising on securities 2005-11-23 2008-06-30
Pinnacle Investment Management Limited
覽眾投資管理有限公司
RO Type 9 - Asset management 2005-11-23 2008-06-30
Pinnacle Investment Management Limited
覽眾投資管理有限公司
Rep Type 4 - Advising on securities 2005-08-29 2005-11-23
Pinnacle Investment Management Limited
覽眾投資管理有限公司
Rep Type 9 - Asset management 2005-08-29 2005-11-23
KGI Wealth Management Limited
凱基財富管理有限公司
Rep Type 1 - Dealing in securities 2005-03-04 2005-07-25
Descartes Global Asset Management Limited
阜豐環球資產管理有限公司
Rep Type 9 - Asset management 2004-11-09 2005-02-28
JS Cresvale Securities International Limited
日盛嘉富證券國際有限公司
Rep Type 1 - Dealing in securities 2004-02-02 2004-09-20

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ming-Dah Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Mei Mei Lui Ablelink Capital Limited 2016–2021
Lei Ming Feng Cornucopiae Asset Management Limited 2011–2015
William Choi Sun Wu Pinnacle Investment Management Limited 2005–2008
Hui Yu Cornucopiae Asset Management Limited 2013–2015
Rebecca Yuk King Mo Cornucopiae Asset Management Limited 2013–2015
Ying Chi Lin Cornucopiae Asset Management Limited 2013–2015
Hui Chen Chou Avanta Investment Management Limited 2009–2010
Steve Tang Hon Kwok Avanta Investment Management Limited 2009–2010
Benji Ping-Chun Chou Avanta Investment Management Limited 2009–2010
Vivia Wai Ming Tong Avanta Investment Management Limited 2009–2010
Fung Nga Ng Avanta Investment Management Limited 2009–2010
Wing Nga Chan Avanta Investment Management Limited 2009–2010
Yanming Xiao Cornucopiae Asset Management Limited 2013–2015
Xiaochen Lin Cornucopiae Asset Management Limited 2014–2015
Shin Hui Huang Cornucopiae Asset Management Limited 2013–2014
Yim Yim Chan JS Cresvale Securities International Limited 2004
Chun-Yun Pan JS Cresvale Securities International Limited 2004
Ya-Ting Mo JS Cresvale Securities International Limited 2004
Hsueh Yen Lin JS Cresvale Securities International Limited 2004
Ren-Yen Huang JS Cresvale Securities International Limited 2004
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