Ivy Wing Han Chan
陳詠嫻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ivy Wing Han Chan (陳詠嫻), a licensed former licensee with CE reference AIZ238. This person has 12.1 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-16 | 2016-12-31 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-01-16 | 2016-12-31 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-09-20 | 2016-12-31 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-09-20 | 2016-12-31 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 1 - Dealing in securities | 2006-11-07 | 2007-01-20 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2006-11-07 | 2007-01-20 |
| Network Financial Services Limited 萬匯理財策劃有限公司 |
Rep | Type 4 - Advising on securities | 2005-09-09 | 2006-08-28 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 - Dealing in securities | 2003-07-14 | 2005-02-18 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-07-14 | 2005-02-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ivy Wing Han Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.