Tai Hung Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai Hung Liu (廖大熊), a licensed Representative with CE reference AIU530. Currently licensed at 2 firm(s): WRise Prestige Securities Limited, WRise Prestige Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.0 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WRise Prestige Securities Limited 昇世匯盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-06-20 | present |
| WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-06-20 | present |
| WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-06-20 | present |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2019-08-29 | 2024-03-05 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-02-29 | 2024-03-05 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-27 | 2019-08-29 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2003-05-06 | 2010-05-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tai Hung Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.