Lumeng Wang
王魯蒙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lumeng Wang (王魯蒙), a licensed former licensee with CE reference AIR943. This person has 9.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-07 | 2012-07-20 |
| Dresdner Kleinwort Securities (Asia) Limited 德利佳華證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2007-08-09 | 2009-04-30 |
| Dresdner Kleinwort Securities (Asia) Limited 德利佳華證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-05 | 2009-04-30 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-09 | 2007-05-18 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-11-10 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-10 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-10 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-10 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Lumeng Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.