Lumeng Wang

王魯蒙
CE No. AIR943 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lumeng Wang (王魯蒙), a licensed former licensee with CE reference AIR943. This person has 9.1 years of SFC licence history. Total licence records on file: 8.

Information

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Licence history

FirmRoleRegulated activityFromTo
Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
Rep Type 1 - Dealing in securities 2009-05-07 2012-07-20
Dresdner Kleinwort Securities (Asia) Limited
德利佳華證券(亞洲)有限公司
Rep Type 4 - Advising on securities 2007-08-09 2009-04-30
Dresdner Kleinwort Securities (Asia) Limited
德利佳華證券(亞洲)有限公司
Rep Type 1 - Dealing in securities 2007-07-05 2009-04-30
Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
Rep Type 1 - Dealing in securities 2003-12-09 2007-05-18
Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
Rep Type 1 - Dealing in securities Pre-2003 2003-11-10
Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-11-10
Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-11-10
Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
Rep Type 9 - Asset management Pre-2003 2003-11-10

Worked alongside

The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Lumeng Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Tao Hop Yim Dresdner Kleinwort Securities (Asia) Limited 2007–2009
Pauline Tong Dresdner Kleinwort Securities (Asia) Limited 2007–2009
Bing Han Dresdner Kleinwort Securities (Asia) Limited 2007–2009
Jong Jin Lee Dresdner Kleinwort Securities (Asia) Limited 2007–2009
Tony Tin Wing Wong Dresdner Kleinwort Securities (Asia) Limited 2007–2009
Mathias Franz Didier Piardon Dresdner Kleinwort Securities (Asia) Limited 2007–2009
Po-Jen Chen Dresdner Kleinwort Securities (Asia) Limited 2007–2009
Ankit Gadi Dresdner Kleinwort Securities (Asia) Limited 2008–2009
Antony Fook Chiu Chan Dresdner Kleinwort Securities (Asia) Limited 2007–2008
Quinton Choi Dresdner Kleinwort Securities (Asia) Limited 2007–2009
Francis Thure Hasek Dresdner Kleinwort Securities (Asia) Limited 2007–2009
Deven Arvind Karnik Dresdner Kleinwort Securities (Asia) Limited 2007–2009
Jago Hung Chung Dresdner Kleinwort Securities (Asia) Limited 2007–2009
Khalid Chaneb Dresdner Kleinwort Securities (Asia) Limited 2007–2008
Wendy Zhang Dresdner Kleinwort Securities (Asia) Limited 2008–2009
Frederic David Levy Dresdner Kleinwort Securities (Asia) Limited 2008–2009
Shek Wing Wong Dresdner Kleinwort Securities (Asia) Limited 2008–2009
Johann Choi Dresdner Kleinwort Securities (Asia) Limited 2008
Explore the interactive colleague network →

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