Charles Richard Bartholomew Firth
霍逸倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Richard Bartholomew Firth (霍逸倫), a licensed former licensee with CE reference AIR808. This person has 18.2 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2023-03-20 | 2023-03-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-12-11 | 2022-01-19 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-12-11 | 2022-01-19 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-12-11 | 2022-01-19 |
| Rafiki Capital Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2016-11-07 | 2018-10-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-02-18 | 2016-09-02 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-09-05 | 2016-09-02 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-05 | 2016-09-02 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2007-05-02 | 2009-04-22 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-02-27 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Charles Richard Bartholomew Firth during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Lucas Alexander Kiely | Rafiki Capital Management (Hong Kong) Limited | 2016–2018 |
| Brenton George Battenfeld | Rafiki Capital Management (Hong Kong) Limited | 2017–2018 |
| Mariana Paul | Rafiki Capital Management (Hong Kong) Limited | 2017–2018 |