Jin Hua Li
李晉華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jin Hua Li (李晉華), a licensed former licensee with CE reference AIB065. This person has 1.7 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2004-09-04 | 2005-06-29 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-23 | 2005-06-29 |
| CNI Global Capital Limited 中國北方環球資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-02-02 | 2004-04-20 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-07-23 | 2004-04-20 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-07-23 | 2004-04-20 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-16 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-16 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jin Hua Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.